Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chapin, Davis. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Mark Goldman | 2493183 | 1 | 12/06/2023 | Customer Dispute | Settled | $77,696.80 | $0.00 | See FINRA Report |
| John Stuart Crain | 2748785 | 2 | 03/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Stuart Crain | 2748785 | 2 | 02/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dawn Gwen Weber | 4281923 | 3 | 12/16/2014 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Dawn Gwen Weber | 4281923 | 3 | 10/22/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Gwen Weber | 4281923 | 3 | 01/03/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Bentley Diamond | 2541059 | 1 | 10/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William James Pearce | 1225949 | 5 | 04/20/2009 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Sammy Michael Barsa | 2103822 | 2 | 10/17/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Allen Brubaker | 860338 | 1 | 02/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |