Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chapin, Davis. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Bentley Diamond | 2541059 | 1 | 10/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Swensen | 2860220 | 1 | 03/03/2003 | Customer Dispute | Denied | $8,823.08 | $0.00 | See FINRA Report |
| William James Pearce | 1225949 | 5 | 12/23/1999 | Customer Dispute | Denied | $9,840.63 | $0.00 | See FINRA Report |