Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chapin, Davis. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Charles Baer | 4463748 | 1 | 05/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Stuart Crain | 2748785 | 2 | 02/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David R Gray | 1710953 | 1 | 03/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dawn Gwen Weber | 4281923 | 3 | 01/03/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sammy Michael Barsa | 2103822 | 2 | 10/17/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sammy Michael Barsa | 2103822 | 2 | 07/12/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |