Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mesirow Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Seth Margolis | 5794154 | 1 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clarice Olivieri | 2418659 | 1 | 06/01/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |