Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mesirow Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Genevieve Maureen Salter | 5563973 | 1 | 01/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Seth Margolis | 5794154 | 1 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clarice Olivieri | 2418659 | 1 | 06/01/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Michael Cohen | 1297239 | 1 | 09/25/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Meyers Penegor | 5803802 | 1 | 02/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Michael Gordon | 1600161 | 1 | 01/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miles Daniel Matheson | 6840901 | 1 | 09/05/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Henry Blumberg | 1230324 | 1 | 08/19/2009 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Brandon Lee Kerndt | 2807295 | 1 | 03/20/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Carrie Ann Murphy | 5504340 | 1 | 05/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |