Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mesirow Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Meyers Penegor | 5803802 | 1 | 02/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miles Daniel Matheson | 6840901 | 1 | 09/05/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carrie Ann Murphy | 5504340 | 1 | 05/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Hale Minkus | 5827842 | 1 | 01/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Joseph Ryals | 5155648 | 1 | 09/21/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |