Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mesirow Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Michael Cohen | 1297239 | 1 | 09/25/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lee Michael Gordon | 1600161 | 1 | 01/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Henry Blumberg | 1230324 | 1 | 08/19/2009 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Brandon Lee Kerndt | 2807295 | 1 | 03/20/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael John Antioho | 1105871 | 1 | 08/27/1997 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Adam Scott Goldman | 1506762 | 1 | 02/10/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |