Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Gerard Kivlehan | 4449515 | 2 | 11/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Malcolm Lane | 2953693 | 1 | 05/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Omar Morales | 2976218 | 1 | 05/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |