Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Cudzil | 4299351 | 1 | 02/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Angelo Derrico | 1737752 | 1 | 01/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guilherme Dantas | 5768521 | 1 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Herman Jobst | 2576537 | 1 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Gerard McLaughlin | 2006477 | 1 | 10/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Smith | 3155475 | 2 | 01/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Gerard Kivlehan | 4449515 | 2 | 11/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Smith | 3155475 | 2 | 09/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William George Giarusso | 1922702 | 1 | 05/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Omar Morales | 2976218 | 1 | 05/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |