Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Bruner | 4138213 | 1 | 08/22/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julian Hodgson | 7392355 | 1 | 12/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Cooper Kinsley | 4791914 | 1 | 03/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith M Murphy | 5975091 | 1 | 01/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Giallombardo | 5692150 | 1 | 03/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Wren Berry | 3194153 | 1 | 09/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Welsh | 1191882 | 1 | 04/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Waiter Hatfield | 4737076 | 1 | 11/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Micali | 2909970 | 1 | 08/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Kirwan Gallagher | 3013442 | 1 | 03/13/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |