Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph John Greene | 2177418 | 1 | 01/25/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith M Murphy | 5975091 | 1 | 01/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Giallombardo | 5692150 | 1 | 03/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Steven Masse | 3101395 | 1 | 03/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Kirwan Gallagher | 3013442 | 1 | 03/13/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 07/12/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 12/14/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |