Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Johnsen | 4464304 | 1 | 03/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nuno Filipe Antunes | 4675412 | 2 | 08/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Stephen Bier | 5378206 | 2 | 09/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Gonzales | 2298005 | 2 | 09/16/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |