Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nuno Filipe Antunes | 4675412 | 2 | 08/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Daniel Thomas Bardelli | 2796631 | 1 | 01/16/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John G Reardon | 2042196 | 2 | 10/09/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |