Our Staff has compiled our research into a database of FINRA Broker Disclosures for TP ICAP Global Markets Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Apostolos Aliapoulios | 4356372 | 1 | 02/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Cudzil | 4299351 | 1 | 02/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Angelo Derrico | 1737752 | 1 | 01/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guilherme Dantas | 5768521 | 1 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Herman Jobst | 2576537 | 1 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Gerard McLaughlin | 2006477 | 1 | 10/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Bruner | 4138213 | 1 | 08/22/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Wortley | 2968466 | 1 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Sawyer | 5275286 | 1 | 11/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bryan Pennisi | 5145016 | 1 | 11/11/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |