Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Lynn Krueger | 2237386 | 1 | 02/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Altin Tirana | 4837498 | 5 | 05/10/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Patrick McGeehin | 2927418 | 1 | 02/25/2014 | Customer Dispute | Settled | $9,052.75 | $0.00 | See FINRA Report |
| John David Scala | 2400038 | 1 | 09/07/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lisa M Rossi | 2261138 | 4 | 04/05/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Philip Anthony Marchetti | 3253299 | 4 | 09/24/2009 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| Derek J Podolak | 4316217 | 2 | 03/10/2009 | Customer Dispute | Settled | $64,880.40 | $0.00 | See FINRA Report |
| Michael Francis Cuttita | 2456540 | 3 | 08/18/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Keith David Boyd | 2353957 | 2 | 03/19/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lisa M Rossi | 2261138 | 4 | 10/25/2004 | Customer Dispute | Settled | $201,133.00 | $0.00 | See FINRA Report |