Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Kathleen Vondra | 4669520 | 1 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Altin Tirana | 4837498 | 5 | 02/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Neill | 4700490 | 3 | 09/28/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven G Brettler | 4367351 | 3 | 06/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Neill | 4700490 | 3 | 05/09/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Alexander Bonilla | 5226404 | 3 | 04/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Altin Tirana | 4837498 | 5 | 03/30/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven G Brettler | 4367351 | 3 | 01/31/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Altin Tirana | 4837498 | 5 | 01/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Lynn Krueger | 2237386 | 1 | 02/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |