Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph P Riccelli | 4635101 | 1 | 02/10/2017 | Customer Dispute | Denied | $18,305.60 | $0.00 | See FINRA Report |
| Thomas E Courtright | 4631243 | 2 | 10/20/2015 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Ira S Katz | 4343815 | 2 | 01/15/2015 | Customer Dispute | Denied | $362,099.00 | $0.00 | See FINRA Report |
| Bryce Scott Wilinski | 4900714 | 2 | 05/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Anthony Vega | 5780322 | 1 | 07/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Anthony Marchetti | 3253299 | 4 | 03/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Cuttita | 2456540 | 3 | 02/01/2010 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Jamie Lawrence Baraldi | 2326273 | 4 | 03/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Derek J Podolak | 4316217 | 2 | 11/21/2008 | Customer Dispute | Denied | $81,998.00 | $0.00 | See FINRA Report |
| Philip Anthony Marchetti | 3253299 | 4 | 11/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |