Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Curtis Lynn Krueger | 2237386 | 1 | 02/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Altin Tirana | 4837498 | 5 | 05/10/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Joseph P Riccelli | 4635101 | 1 | 02/10/2017 | Customer Dispute | Denied | $18,305.60 | $0.00 | See FINRA Report |
Thomas E Courtright | 4631243 | 2 | 10/20/2015 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
Ira S Katz | 4343815 | 2 | 01/15/2015 | Customer Dispute | Denied | $362,099.00 | $0.00 | See FINRA Report |
Bryce Scott Wilinski | 4900714 | 2 | 05/27/2014 | Customer Dispute | Award / Judgment | $11,818,700.00 | $0.00 | See FINRA Report |
Bryce Scott Wilinski | 4900714 | 2 | 05/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Patrick McGeehin | 2927418 | 1 | 02/25/2014 | Customer Dispute | Settled | $9,052.75 | $0.00 | See FINRA Report |
Adam Anthony Vega | 5780322 | 1 | 07/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brian Steven Hoffman | 4504588 | 1 | 11/26/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |