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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 34 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Curtis Lynn Krueger2237386102/08/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Altin Tirana4837498505/10/2018Customer DisputeSettled$100,000.00$0.00See FINRA Report
Joseph P Riccelli4635101102/10/2017Customer DisputeDenied$18,305.60$0.00See FINRA Report
Thomas E Courtright4631243210/20/2015Customer DisputeDenied$37,000.00$0.00See FINRA Report
Ira S Katz4343815201/15/2015Customer DisputeDenied$362,099.00$0.00See FINRA Report
Bryce Scott Wilinski4900714205/27/2014Customer DisputeAward / Judgment$11,818,700.00$0.00See FINRA Report
Bryce Scott Wilinski4900714205/12/2014Customer DisputeDenied$0.00$0.00See FINRA Report
James Patrick McGeehin2927418102/25/2014Customer DisputeSettled$9,052.75$0.00See FINRA Report
Adam Anthony Vega5780322107/23/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Steven Hoffman4504588111/26/2012Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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