Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cutter & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce David Ward | 2169388 | 2 | 05/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Curtis Long | 2143884 | 3 | 06/03/2019 | Customer Dispute | Pending | $220,000.00 | $0.00 | See FINRA Report |
| Marco Fragnito | 2438311 | 3 | 08/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Kay Whitman | 5688967 | 3 | 06/21/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward Harold Gardner | 1948676 | 3 | 06/26/2014 | Customer Dispute | Denied | $330,000.00 | $0.00 | See FINRA Report |
| Edward Harold Gardner | 1948676 | 3 | 05/05/2014 | Customer Dispute | Settled | $212,125.00 | $0.00 | See FINRA Report |
| Bruce David Ward | 2169388 | 2 | 12/03/2013 | Customer Dispute | Denied | $117,779.00 | $0.00 | See FINRA Report |
| Oliver Ivory | 4256998 | 1 | 11/24/2009 | Customer Dispute | Settled | $197,800.00 | $0.00 | See FINRA Report |
| Barbara Mary Bolk | 4312607 | 3 | 09/30/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Scott Godwin | 3174504 | 3 | 03/11/2003 | Customer Dispute | Award / Judgment | $460,000.00 | $78,676.00 | See FINRA Report |