Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cutter & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce David Ward | 2169388 | 2 | 05/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Cynthia Kay Whitman | 5688967 | 3 | 06/21/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Edward Harold Gardner | 1948676 | 3 | 06/26/2014 | Customer Dispute | Denied | $330,000.00 | $0.00 | See FINRA Report |
Bruce David Ward | 2169388 | 2 | 12/03/2013 | Customer Dispute | Denied | $117,779.00 | $0.00 | See FINRA Report |
Steven Scott Godwin | 3174504 | 3 | 04/22/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Steven Scott Godwin | 3174504 | 3 | 02/13/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Mitzi Suzanne Pasch | 1833621 | 1 | 02/14/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |