Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cutter & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Murff | 6714280 | 2 | 09/15/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Hong Cho | 2456460 | 2 | 07/19/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Murff | 6714280 | 2 | 01/27/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Kay Whitman | 5688967 | 3 | 04/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Hong Cho | 2456460 | 2 | 02/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce David Ward | 2169388 | 2 | 05/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cynthia Kay Whitman | 5688967 | 3 | 02/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marco Fragnito | 2438311 | 3 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Wayne Malott | 4368781 | 3 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Curtis Long | 2143884 | 3 | 06/03/2019 | Customer Dispute | Pending | $220,000.00 | $0.00 | See FINRA Report |