Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cutter & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Neil Franzen | 1850403 | 1 | 03/01/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kirk John Halveland | 2727074 | 1 | 03/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |