Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Planners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory James Smith | 1731327 | 1 | 05/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teanna L Anderson | 6628382 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Gomez-Falgas | 5313277 | 3 | 03/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Gomez-Falgas | 5313277 | 3 | 03/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |