Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Planners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge M Rodriguez-Bonano | 3048471 | 1 | 09/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio M. Ochoa | 4933857 | 1 | 09/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 5 | 08/08/2016 | Customer Dispute | Denied | $6,719.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 5 | 06/29/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 5 | 03/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |