Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Planners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Patrick MacKenzie | 4164821 | 1 | 06/27/2022 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Gregory James Smith | 1731327 | 1 | 05/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Gomez-Falgas | 5313277 | 3 | 08/26/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joe David Myers | 1867342 | 5 | 06/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge M Rodriguez-Bonano | 3048471 | 1 | 09/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio M. Ochoa | 4933857 | 1 | 09/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 5 | 08/08/2016 | Customer Dispute | Denied | $6,719.00 | $0.00 | See FINRA Report |
| Teanna L Anderson | 6628382 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 12/04/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 12/31/2013 | Customer Dispute | Settled | $179,342.00 | $0.00 | See FINRA Report |