Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Planners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrian Gomez-Falgas | 5313277 | 3 | 08/26/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Bradley Schwieder | 3042959 | 2 | 05/10/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Patrick Craig | 2699615 | 1 | 03/04/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Allen MacRunnels | 1985655 | 3 | 08/28/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |