Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle William Chapman | 6303483 | 2 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Everett | 7615855 | 1 | 04/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Quaranta | 4223963 | 1 | 08/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 08/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Stephen Hebert | 5866066 | 1 | 04/13/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Patrick Cummings | 2314302 | 3 | 03/23/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Patrick Cummings | 2314302 | 3 | 10/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Patrick Cummings | 2314302 | 3 | 08/30/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Marie Roberts | 5952208 | 1 | 05/13/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 01/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |