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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Adam Willard5169910108/09/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Scott David Winstead5725472203/27/2020Customer DisputeDenied$60,000.00$0.00See FINRA Report
Dennis Matthew Breier5483041207/30/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Martin Davis Hensley2297110405/21/2009Customer DisputeDenied$14,504.00$0.00See FINRA Report
Alex B Perez2671943104/26/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report
Martin Davis Hensley2297110405/21/2002Customer DisputeDenied$185,400.00$0.00See FINRA Report
Patrick Joseph Moriarty1832286210/12/2001Customer DisputeDenied$8,000.00$0.00See FINRA Report

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