Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Adam Willard | 5169910 | 1 | 08/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Scott David Winstead | 5725472 | 2 | 03/27/2020 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
Dennis Matthew Breier | 5483041 | 2 | 07/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Martin Davis Hensley | 2297110 | 4 | 05/21/2009 | Customer Dispute | Denied | $14,504.00 | $0.00 | See FINRA Report |
Alex B Perez | 2671943 | 1 | 04/26/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Martin Davis Hensley | 2297110 | 4 | 05/21/2002 | Customer Dispute | Denied | $185,400.00 | $0.00 | See FINRA Report |
Patrick Joseph Moriarty | 1832286 | 2 | 10/12/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |