Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Francis Carlson | 5504307 | 2 | 11/23/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Adam Robert Freund | 5726306 | 2 | 07/26/2017 | Customer Dispute | Closed-No Action | $30,448.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 05/27/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 01/29/2007 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |