Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle William Chapman | 6303483 | 2 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael P Lacy | 6569897 | 1 | 04/01/2024 | Customer Dispute | Settled | $13,609.40 | $0.00 | See FINRA Report |
| Thad Gerard Wellshear | 7156298 | 1 | 11/06/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Benjamin A Fuchs | 6146479 | 1 | 11/02/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Cody Mitchell Taymore | 6488792 | 1 | 04/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Thomas Hanson | 6643781 | 1 | 02/17/2023 | Customer Dispute | Settled | $217,833.00 | $0.00 | See FINRA Report |
| Kyle William Chapman | 6303483 | 2 | 11/11/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Christopher A Shelton | 6646602 | 2 | 08/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Miller | 5782052 | 1 | 06/30/2022 | Customer Dispute | Settled | $14,975.10 | $0.00 | See FINRA Report |
| Christopher A Shelton | 6646602 | 2 | 05/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |