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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 18 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Wade Staten4420619606/27/2023RegulatoryFinal$0.00$0.00See FINRA Report
Igor Shaykevich2713783411/19/2020RegulatoryFinal$0.00$0.00See FINRA Report
Igor Shaykevich2713783408/19/2020RegulatoryPending$0.00$0.00See FINRA Report
David Leroy Barr1750094203/07/2016RegulatoryFinal$0.00$0.00See FINRA Report
Douglas John McKay3029279105/22/2015RegulatoryFinal$0.00$0.00See FINRA Report
Kenneth Wade Christian4157126410/02/2012RegulatoryFinal$0.00$0.00See FINRA Report
Deirdre Hafen5915660112/12/2010RegulatoryFinal$0.00$0.00See FINRA Report
Travis Marc Ivanoff6861827109/12/2007RegulatoryFinal$0.00$0.00See FINRA Report
David Lee West1948424201/30/2006RegulatoryFinal$0.00$0.00See FINRA Report
Mark Chioda5707980506/15/2004RegulatoryFinal$0.00$0.00See FINRA Report

18 Results

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