Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Blake Taylor | 736403 | 1 | 01/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gulam Amir Fazel | 2744200 | 1 | 12/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Wade Staten | 4420619 | 6 | 07/06/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Wade Christian | 4157126 | 4 | 02/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lee West | 1948424 | 2 | 02/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Allen Elison | 2833697 | 1 | 03/20/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Walter Savino | 2522213 | 3 | 05/07/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Dean Althoff | 1002871 | 3 | 04/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |