Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Wade Staten | 4420619 | 6 | 12/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Wade Staten | 4420619 | 6 | 12/31/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Wade Christian | 4157126 | 4 | 07/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Leroy Barr | 1750094 | 2 | 06/17/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |