Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Wade Staten | 4420619 | 6 | 08/27/2007 | Customer Dispute | Denied | $8,214.83 | $0.00 | See FINRA Report |
| Rick Dean Althoff | 1002871 | 3 | 05/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |