Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Giongo | 2099188 | 3 | 10/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James E Owens | 1033780 | 3 | 01/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James E Owens | 1033780 | 3 | 12/10/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James E Owens | 1033780 | 3 | 04/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |