Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Gerard Hennessy | 1088298 | 2 | 12/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Gerard Hennessy | 1088298 | 2 | 12/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Susan Carol Agiert | 1056989 | 1 | 05/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Jones | 1943251 | 1 | 08/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Raul Cordoba | 2271129 | 1 | 04/24/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |