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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 53 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Meyers Krieger4426141107/26/2024Customer DisputePending$137,000.00$0.00See FINRA Report
Michael Delafuente5739648207/12/2023Customer DisputePending$2,200,000.00$0.00See FINRA Report
Madison Lee Donovan7705688110/04/2022FinancialFinal$0.00$0.00See FINRA Report
Ryan Stephen Sabol4419285212/15/2020Customer DisputeSettled$500,000.00$0.00See FINRA Report
Julie Lan Cohen1424275312/15/2020Customer DisputeSettled$500,000.00$0.00See FINRA Report
Mitchell Craig Voss1029100312/15/2020Customer DisputeSettled$500,000.00$0.00See FINRA Report
Aaron T Jasper5016734212/15/2020Customer DisputeSettled$500,000.00$0.00See FINRA Report
Michael James Giongo2099188310/18/2019Judgment / Lien$0.00$0.00See FINRA Report
Ryan Stephen Sabol4419285208/01/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Nicholas Arthur Damiani5669491108/01/2019Customer DisputeFinal$0.00$0.00See FINRA Report

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