Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victoria Ann Wilk | 5463719 | 1 | 03/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Koch | 1183001 | 1 | 07/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Craig Coleman | 1128419 | 2 | 08/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Giongo | 2099188 | 3 | 03/05/2007 | Customer Dispute | Denied | $37,050.40 | $0.00 | See FINRA Report |
| Hugh Nickolas Hendrix | 2454703 | 1 | 02/06/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Pedro Hero | 2942729 | 2 | 02/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Martin Campbell | 1057931 | 1 | 09/16/1997 | Customer Dispute | Denied | $19,238.20 | $0.00 | See FINRA Report |