Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Elliot Rodriguez | 4797665 | 1 | 05/14/2012 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 06/27/1995 | Customer Dispute | Settled | $22,789.00 | $0.00 | See FINRA Report |