Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Elliot Rodriguez | 4797665 | 1 | 05/14/2012 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| James Kirby Webb | 2381399 | 2 | 03/24/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Kirby Webb | 2381399 | 2 | 01/20/2009 | Customer Dispute | Denied | $53,360.20 | $0.00 | See FINRA Report |
| Charles Scott Berry | 4880748 | 1 | 06/19/2006 | Customer Dispute | Denied | $43,500.00 | $0.00 | See FINRA Report |
| Ashley Layne Hodge | 2446988 | 1 | 05/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 06/27/1995 | Customer Dispute | Settled | $22,789.00 | $0.00 | See FINRA Report |