Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Clair Mills | 845952 | 6 | 11/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 08/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 08/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 05/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bixby Green | 2582158 | 1 | 03/13/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 03/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason F Sauer | 4966793 | 1 | 02/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Elliot Rodriguez | 4797665 | 1 | 05/14/2012 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| James Kirby Webb | 2381399 | 2 | 03/24/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Kirby Webb | 2381399 | 2 | 01/20/2009 | Customer Dispute | Denied | $53,360.20 | $0.00 | See FINRA Report |