Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Clair Mills | 845952 | 6 | 11/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 08/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 08/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 05/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason F Sauer | 4966793 | 1 | 02/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |