Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Thomas Spann | 2211632 | 12 | 07/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Thomas Spann | 2211632 | 12 | 11/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ibrahim Ethem Kurtulus | 2287372 | 7 | 05/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Paul Ramos | 4085247 | 5 | 01/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miguel Angel Murillo | 4875997 | 7 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Paul Ramos | 4085247 | 5 | 07/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Salino | 2557935 | 9 | 08/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Thomas Spann | 2211632 | 12 | 05/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Salino | 2557935 | 9 | 12/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Salino | 2557935 | 9 | 06/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |