Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nigel Ronald James | 4490687 | 7 | 10/26/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Murillo | 4875997 | 7 | 09/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Murillo | 4875997 | 7 | 08/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Paul Ramos | 4085247 | 5 | 06/15/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Maggio | 4177365 | 7 | 12/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 12/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Imtiaz A Khan | 4084250 | 2 | 05/07/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Graziano | 2862096 | 6 | 12/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Johnston Hoffman | 6192370 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |