Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonid Yurovsky | 4554905 | 3 | 12/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nigel Ronald James | 4490687 | 7 | 10/26/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Murillo | 4875997 | 7 | 09/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Murillo | 4875997 | 7 | 08/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Paul Ramos | 4085247 | 5 | 06/15/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Austin J Michael Mastro | 6323031 | 1 | 04/01/2022 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Nigel Ronald James | 4490687 | 7 | 03/18/2022 | Customer Dispute | Pending | $55,000.00 | $0.00 | See FINRA Report |
| Damian Maggio | 2864247 | 2 | 01/12/2022 | Customer Dispute | Pending | $2,807,660.00 | $0.00 | See FINRA Report |
| James Vincent Pardy | 2900751 | 6 | 01/12/2022 | Customer Dispute | Pending | $2,807,660.00 | $0.00 | See FINRA Report |
| Neil Anthony Auricchio | 6464836 | 1 | 01/12/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |