Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Stone Capital L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Thomas Spann | 2211632 | 12 | 09/02/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ibrahim Ethem Kurtulus | 2287372 | 7 | 05/14/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |