Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jordan Klein | 2549756 | 1 | 08/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 05/16/2022 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Robert Patrick Brown | 1148258 | 2 | 06/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 08/26/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Chase Randolph Crump | 5022650 | 1 | 03/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Scott Dutram | 2416021 | 1 | 11/14/2013 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Eric Joseph Blake | 3247545 | 1 | 02/10/2010 | Customer Dispute | Settled | $20,720.00 | $0.00 | See FINRA Report |
| Laura Elizabeth Hinton | 1764675 | 2 | 12/22/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |