Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris David Abeyta | 6403098 | 25 | 01/05/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dustin Eugene West | 6444050 | 8 | 01/05/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Patrick Brown | 1148258 | 2 | 11/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Elizabeth Hinton | 1764675 | 2 | 02/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Jack Haskins | 3039102 | 1 | 06/13/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harris Todd Doobrow | 3175543 | 1 | 11/23/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |