Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kenneth Wayne Azar | 2194855 | 1 | 07/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brian Alan Ryals | 2406393 | 2 | 02/20/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Brian Alan Ryals | 2406393 | 2 | 05/20/2005 | Customer Dispute | Denied | $5,870.04 | $0.00 | See FINRA Report |