Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brittani Corren Schaefer | 6327801 | 2 | 09/17/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Raymond E Hart | 6333498 | 2 | 03/25/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/19/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/08/2024 | Customer Dispute | Pending | $312,834.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/07/2024 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Raymond E Hart | 6333498 | 2 | 03/03/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/01/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 02/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |