Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNP Paribas Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Johnny Romero | 3202094 | 1 | 03/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rommel Ted Nacino | 2208604 | 2 | 08/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Richard Gerald Wenskoski | 6626910 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |