Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNP Paribas Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Johnny Romero | 3202094 | 1 | 03/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rommel Ted Nacino | 2208604 | 2 | 08/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rommel Ted Nacino | 2208604 | 2 | 05/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sebastian Quintero | 7040092 | 1 | 02/26/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Richard Gerald Wenskoski | 6626910 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Flaten | 3255290 | 3 | 12/14/2011 | Customer Dispute | Withdrawn | $74,999.00 | $0.00 | See FINRA Report |
| Andrew Joseph Mingle | 4434539 | 1 | 07/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Burke | 4269128 | 1 | 12/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Flaten | 3255290 | 3 | 05/29/2009 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Matthew Scott Palmer | 4774302 | 1 | 06/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |