Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNP Paribas Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Cully | 1724459 | 1 | 11/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark England Lewis | 2906533 | 2 | 06/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark England Lewis | 2906533 | 2 | 06/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Hare Coombs | 1993476 | 1 | 05/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Flaten | 3255290 | 3 | 12/14/2011 | Customer Dispute | Withdrawn | $74,999.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Burke | 4269128 | 1 | 12/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Flaten | 3255290 | 3 | 05/29/2009 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Matthew Scott Palmer | 4774302 | 1 | 06/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Flaten | 3255290 | 3 | 08/08/2005 | Customer Dispute | Denied | $5,294.00 | $0.00 | See FINRA Report |
| Robert John Sheridan | 5939654 | 1 | 10/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |