Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNP Paribas Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sebastian Quintero | 7040092 | 1 | 02/26/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Burke | 4269128 | 1 | 12/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Scott Palmer | 4774302 | 1 | 06/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Randolph Hoffman | 5463049 | 1 | 07/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Alphonse Valentini | 1388438 | 1 | 03/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael O'Connor | 6480892 | 1 | 08/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edgar Velasco | 4389033 | 1 | 02/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eihab Nabeel Yousef | 4950030 | 1 | 12/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Simberg | 2185842 | 1 | 09/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |